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Administrative proceeding
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491	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 18, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 12:41:15 Securities Exchange Act U.S. Securities and Exchange Commission Government Financial regulation Finance SEC filings Securities and Exchange Commission Form 10-Q Form 20-F
492	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:02:10 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Municipal bond Financial economics Finance Financial system
493	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 17, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 16:51:57 FLIR Systems Government Securities Exchange Act Securities and Exchange Commission Stephen Timms Financial regulation English people 73rd United States Congress United States Securities and Exchange Commission United States securities law
494	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND * IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2014-10-29 12:10:45 Marketing Law Strategic alliances Franchise disclosure document Franchise agreement Franchising Franchise Rule Rescission Franchise fee Franchises Contract law Business
495	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2014-10-29 12:11:58 Financial system United States securities law Stock market New Deal Securities Act United States Securities and Exchange Commission Security Short Broker-dealer Financial economics Financial markets Finance
496	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 20, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 10:33:39 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Wedbush Securities Naked short selling Short Regulation NMS Broker-dealer Financial economics Investment Finance
497	INITIAL DECISION RELEASE NO. 704 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-04 12:12:58 73rd United States Congress Government Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial regulation SEC filings United States securities law United States Securities and Exchange Commission
498	INITIAL DECISION RELEASE NO. 702 ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-24 17:05:05 Financial regulation Law New Deal Securities Act U.S. Securities and Exchange Commission Registration statement Grant Thornton LLP Motion Fifth Amendment to the United States Constitution United States Securities and Exchange Commission United States securities law 73rd United States Congress
499	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 10:12:08 Corporate finance Finance Short Initial public offering Security Stock Futures contract Follow-on offering Stock market Financial economics Investment
500	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 5, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-05 09:42:31 Stock market Investment Finance 73rd United States Congress United States Securities and Exchange Commission Securities Act Security Form 10-K Short SEC filings Financial economics United States securities law

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